William H. Miller

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CRD#: 1031710

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William Herbert Miller III, who also goes by III William Herbert Miller, was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 1982. William had worked at 5 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Iii William Herbert Miller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Alclear, LLC; Board Member-at-Large Not investment related; Biometric-based secure identification programs for airport security; began 10/1/2010; Approx 3 hours per month; Approx one hour per month during normal securities trading hours. 2.) SameGrain; Board Member-at-large; Social networking website; began 2/14/2014; Approx one hour per month and may be during normal securities trading hours. 3.) Miller Value Partners, LLC; One South Street, Baltimore, MD 21202; Managing Member of Investment Advisor; Investment Related; Beginning April 1, 2016; Approx. 20 hours per month during normal securities trading hours.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 28, 2013 - December 14, 2022

MILLER VALUE PARTNERS, LLC

RIA

CRD#: 110632

BALTIMORE, MD

Past

December 1, 2005 - December 20, 2006

FRANKLIN DISTRIBUTORS, LLC

CRD#: 109064

SAN MATEO, CA

Past

June 30, 2005 - July 2, 2013

CLEARBRIDGE INVESTMENTS

RIA

CRD#: 110619

BALTIMORE, MD

Past

May 23, 1991 - June 30, 2005

LEGG MASON WOOD WALKER, INCORPORATED

RIA

CRD#: 6555

BALTIMORE, MD

Past

November 3, 1987 - December 1, 2005

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

October 30, 1987 - November 4, 1987

LEGG MASON MASTEN INC.

CRD#: 2

Past

March 2, 1982 - October 30, 1987

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MILLER VALUE PARTNERS, LLC

LEGG MASON CAPITAL MANAGEMENT | MILLER VALUE PARTNERS, LLC | MILLER VALUE PARTNERS | LMM LLC

CRD#: 110632 / SEC#: 801-56989

RIA

Registered Investment Advisory firm - (12/1/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/19/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/16/1982

General Securities Representative Examination

Current Firm

MILLER VALUE PARTNERS, LLC

LEGG MASON CAPITAL MANAGEMENT | MILLER VALUE PARTNERS, LLC | MILLER VALUE PARTNERS | LMM LLC

CRD#: 110632 / SEC#: 801-56989

RIA

Registered Investment Advisory firm - (12/1/1999 Approved)

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Contact information

Main Address

50 S. Lemon Ave. #302, Sarasota, FL 34236

Mailing Address

Towson City Center 1 Olympic Place Suite 900, Towson, MD, 21204

Phone number

(410) 454-3130

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MVP BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts	20
AUM (Assets Under Management)	$ 362,135,856

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William H. Miller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MILLER VALUE PARTNERS, LLC

FRANKLIN DISTRIBUTORS, LLC

CLEARBRIDGE INVESTMENTS

LEGG MASON WOOD WALKER, INCORPORATED

LEGG MASON WOOD WALKER, INCORPORATED

LEGG MASON MASTEN INC.

LEGG MASON WOOD WALKER, INCORPORATED

Primary Firm SEC Registration

MILLER VALUE PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/19/1982

Series 7

Date: 1/16/1982

Current Firm

MILLER VALUE PARTNERS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MILLER VALUE PARTNERS, LLC

TRUST BUT VERIFY

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