Michael J. Gayman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Joseph Gayman was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1982. Michael had worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 16, 2023 - July 14, 2025
THE LEADERS GROUP, INC.
November 5, 2008 - September 11, 2023
DEMPSEY FINANCIAL NETWORK, INC.
April 15, 2005 - July 6, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 17, 2004 - July 6, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 5, 1982 - July 24, 2003
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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