Lawrence J. Pavelec

NICHOLAS CO

Milwaukee, WI 53202-4467

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CRD#: 1031512

Professional summary

Lawrence John Pavelec, who also goes by Larry Pavelec, is a registered financial advisor currently at NICHOLAS CO INC located in Milwaukee, Wisconsin.

Lawrence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Lawrence has worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Larry Pavelec

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lawrence John Pavelec's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 27, 2017 - Present

NICHOLAS CO INC

Office #1: 411 E. Wisconsin Ave. Ste 2100, Milwaukee, WI 53202-4467

RIA

CRD#: 108347

Milwaukee, WI

Past

June 8, 2000 - July 2, 2002

BRANDES FIXED INCOME PARTNERS, INC

RIA

CRD#: 106465

BROOKFIELD, WI

Past

June 8, 2000 - April 16, 2003

BRANDES INVESTMENT PARTNERS, LP

RIA

CRD#: 105404

SAN DIEGO, CA

Past

January 26, 1999 - December 20, 1999

HEARTLAND ADVISORS, INC.

CRD#: 29433

MILWAUKEE, WI

Past

May 6, 1994 - November 25, 1998

M&I FINANCIAL ADVISORS, INC

CRD#: 16517

MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NICHOLAS CO INC

CRD#: 108347 / SEC#: 801-4658

RIA

Registered Investment Advisory firm - (1/8/1968 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(1/27/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/28/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/28/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 5/3/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

NICHOLAS CO INC

CRD#: 108347 / SEC#: 801-4658

RIA

Registered Investment Advisory firm - (1/8/1968 Approved)

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Contact information

Main Address

411 E. Wisconsin Ave. Ste 2100, Milwaukee, WI 53202-4467

Mailing Address

Phone number

(414) 272-4650

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NICHOLAS COMPANY, INC. DISCLOSURE BROCHURE (ADV PART 2A) (1/24/2025)

Regulatory assets under management

Total Number of Accounts	13
AUM (Assets Under Management)	$ 6,320,548,103

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lawrence J. Pavelec

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lawrence John Pavelec's CRS (Customer Relationship Summary).

Certified licenses

Experience

BRANDES FIXED INCOME PARTNERS, INC

BRANDES INVESTMENT PARTNERS, LP

HEARTLAND ADVISORS, INC.

M&I FINANCIAL ADVISORS, INC

Primary Firm SEC Registration

NICHOLAS CO INC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/28/1995

Series 63

Date: 3/28/1994

Series 6

Date: 5/3/1994

Current Firm

NICHOLAS CO INC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NICHOLAS CO INC

TRUST BUT VERIFY

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