Patricia M. Breeze
ACCURATE WEALTH MANAGEMENT
Lexington, KY 40507
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CRD#: 1031412
Professional summary
Patricia Morgenthal Breeze, CFP®, who also goes by Maxine Patricia Morgenthal Breeze, Patty Morgenthal Breeze, Patricia Morgenthal Bridgewater, is a registered financial advisor currently at ACCURATE WEALTH MANAGEMENT, LLC located in Lexington, Kentucky.
Patricia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Patricia has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Maxine Patricia Morgenthal Breeze | Patty Morgenthal Breeze | Patricia Morgenthal Bridgewater
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Breeze Financial LLC - Managing Member (only Member) Insurance and Employee Benefits co. - 219 E. High St.; Lexington, KY 40503 - 3 hours/day during the workday. Began Jan 1, 2004 - Present; non investment related
Breeze Rentals - co-owner with husband- Rental properties for income - started 1/1/2005- no work during business hours; 6038 Delaney Ferry Extended; Versailles, KY 40383; non investment related
Investment Endeavors LLC - Managing Member - started 1/1/2012- no work during business hours; 6038 Delaney Ferry Extended; Versailles, KY 40383; non investment related
Board member of Center for Women, Children, and Families - volunteer position - she provides insurance solutions for that nonprofit - board member since 1998 - life position - non investment related
Board Member only for the following:
National Association for Women Business Owners; non investment related
Society of Financial Service Professionals; non investment related
Society of Human Resource Managers; non investment related
Professional Women's Forum; non investment related
National Association of Insurance and Financial Advisors; non investment related
CRS (Client Relationship Summary) - RIA
Click below to view Patricia Morgenthal Breeze's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
September 15, 2021 - Present
ACCURATE WEALTH MANAGEMENT, LLC
Office #1: 219 E. High Street, Lexington, KY 40507RIA
CRD#: 298137
Lexington, KY
Past
January 5, 2015 - September 20, 2021
SEACURE ADVISORS LLC
RIA
CRD#: 170079
Lexington, KY
Past
March 21, 2007 - December 31, 2014
CSSC BROKERAGE SERVICES, INC.
BD
CRD#: 141630
LEXINGTON, KY
Past
July 3, 2002 - December 31, 2014
TRUSTEE EMPOWERMENT & PROTECTION, INC.
RIA
CRD#: 108249
LEXINGTON, KY
Past
March 13, 2002 - March 21, 2007
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
VERSAILLES, KY
Past
December 27, 1985 - April 3, 2002
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
April 30, 1982 - January 2, 1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 2682
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ACCURATE WEALTH MANAGEMENT, LLC
ACCURATE WEALTH MANAGEMENT, LLC | SEACURE ADVISORS, LLC | RHODES CAPITAL MANAGEMENT, INC | PROVIDENT WEALTH MANAGEMENT, LLC | PLANNING NETWORK PARTNERS, LLC | OBJECTIVE ADVISORY | NORTHLAND RETIREMENT GROUP | MEDALLION FINANCIAL RESOURCES | CENTRIC CAPITAL ADVISORS, LLC | CCA FAMILY OFFICES | BREEZE FINANCIAL, LLC | BERTELSEN ASSET MANAGEMENT, LLC | BERTELSEN & TAYLOR ASSET MANAGEMENT, LLC
CRD#: 298137 / SEC#: 801-117600
RIA
Registered Investment Advisory firm - (11/6/2019 Approved)Florida
Registered Investment Advisory firm - (11/12/2019 Terminated)New Jersey
Registered Investment Advisory firm - (11/30/2019 Terminated)Tennessee
Registered Investment Advisory firm - (11/13/2019 Terminated)Texas
Registered Investment Advisory firm - (11/12/2019 Terminated)Wisconsin
Registered Investment Advisory firm - (11/12/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(9/23/2021)
IAR
Kentucky(9/15/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AW
ACCURATE WEALTH MANAGEMENT, LLC
ACCURATE WEALTH MANAGEMENT, LLC | SEACURE ADVISORS, LLC | RHODES CAPITAL MANAGEMENT, INC | PROVIDENT WEALTH MANAGEMENT, LLC | PLANNING NETWORK PARTNERS, LLC | OBJECTIVE ADVISORY | NORTHLAND RETIREMENT GROUP | MEDALLION FINANCIAL RESOURCES | CENTRIC CAPITAL ADVISORS, LLC | CCA FAMILY OFFICES | BREEZE FINANCIAL, LLC | BERTELSEN ASSET MANAGEMENT, LLC | BERTELSEN & TAYLOR ASSET MANAGEMENT, LLC
CRD#: 298137 / SEC#: 801-117600
RIA
Registered Investment Advisory firm - (11/6/2019 Approved)Florida
Registered Investment Advisory firm - (11/12/2019 Terminated)New Jersey
Registered Investment Advisory firm - (11/30/2019 Terminated)Tennessee
Registered Investment Advisory firm - (11/13/2019 Terminated)Texas
Registered Investment Advisory firm - (11/12/2019 Terminated)Wisconsin
Registered Investment Advisory firm - (11/12/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2211 Ashley Oaks Circle, Wesley Chapel, FL 33544
Mailing Address
Phone number
(813) 994-0984
Established
Firm type
Fiscal year end
# of Employees
41
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,363 |
| AUM (Assets Under Management) | $ 1,148,887,091 |
Red Flags
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Company Information
ACCURATE WEALTH MANAGEMENT, LLC
CRD#: 298137Lexington, KY 40507TRUST BUT VERIFY
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