Lawrence D. Schuffman
NYLIFE SECURITIES LLC
Pensacola, FL 32502
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CRD#: 1031393
Professional summary
Lawrence David Schuffman, CFP®, ChFC®, CLU®, who also goes by Larry Schuffman, is a registered financial professional currently at NYLIFE SECURITIES LLC located in Pensacola, Florida.
Lawrence is registered as a RR (Registered Representative) and started their career in finance in 1982. Lawrence has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Larry Schuffman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 7624 Brook Forest Dr. Pensacola, FL 32514; Commissions; 10 hours per month] [Rental Properties; 1204 Dexter Ave. Pensacola, FL 32507, 1206 Dexter Ave. Pensacola, FL 32507, 6812 McNeil St. Pensacola, FL 32506, 23 Redwood Circle, Pensacola, FL 32506, 1376 Pinnacle Drive Pensacola, FL 32504, 1390 Pinnacle Drive Pensacola, FL 32504 and 1200 Pinnacle Cir. Pensacola, 32504.; Rental Income; Owner; 12 hours per month] [Dealer in Coins, Old Paper Money and fiscal documents; 7624 Brook Forest Dr. Pensacola, FL 32514; Owner; Commissions; 10 hours per month] [Author; Biblical sayings that lead to financial independence; 7624 Brook Forest Dr. Pensacola, FL 32514; Owner; Royalties; 5 hours per month] [Exceptional Parent Magazine; Selling targeted Ad space for Exceptional Parent Magazine. Magazine provides reference material as well as areas of help and assistance for Parents and Guardians of individuals of special needs; 350 South Grand Ave Suite 2250 Los Angeles, CA 90071; Start Date 01/2022; Role/Title: Sales Person; Not Investment Related; 40 hours per month; 40 hours per month during securities trading hours] [Auctioneer; I would conduct Charity Auctions locally and outside of Area as needed to raise funds to provide Food and Shelter for Children of need; 1509 White Caps Pensacola, FL 32507; Start Date 01/2023; Role/Title: Owner; Not Investment Related; 15 hours per month; 10 hours per month during securities trading hours]
CRS (Client Relationship Summary) - BD
Click below to view Lawrence David Schuffman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1987
Experience
Current
September 8, 2025 - Present
NYLIFE SECURITIES LLC
Office #1: 125 W. Romana Street One Pensacola Plaza Suite 720, Pensacola, FL 32502BD
CRD#: 5167
Pensacola, FL
Past
March 1, 2019 - January 17, 2024
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
Pensacola, FL
Past
April 17, 2018 - September 23, 2024
NYLIFE SECURITIES LLC
BD
CRD#: 5167
Pensacola, FL
Past
September 12, 2002 - March 16, 2018
SUMMIT EQUITIES, INC.
RIA
CRD#: 11039
PENSACOLA, FL
Past
September 3, 2002 - March 16, 2018
SUMMIT FINANCIAL RESOURCES INC
RIA
CRD#: 104990
PARSIPPANY, NJ
Past
September 3, 2002 - March 16, 2018
SUMMIT EQUITIES, INC.
BD
CRD#: 11039
PARSIPPANY, NJ
Past
January 28, 1992 - September 4, 2002
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
CORAL GABRLES, FL
Past
January 24, 1992 - September 4, 2002
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
October 9, 1991 - December 11, 1991
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
January 12, 1990 - September 25, 1991
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
October 20, 1987 - January 16, 1990
G. R. PHELPS & CO., INC.
BD
CRD#: 173
Past
March 30, 1982 - October 26, 1987
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(9/8/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
NS
NYLIFE SECURITIES LLC
NEW YORK LIFE SECURITIES CORP. | NYLIFE SECURITIES LLC | NYLIFE SECURITIES INC. | NEW YORK LIFE VARIABLE CONTRACTS CORPORATION
CRD#: 5167 / SEC#: , 8-15517
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
51 Madison Ave. Room 713, New York, NY 10010
Mailing Address
51 Madison Avenue Room 713, New York, NY 10010
Phone number
(212) 576-7000
Established
Delaware since 01/01/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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