Patricia K. Poprik
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patricia Kathryn Poprik, who also goes by Patricia Press Poprik, was a registered financial professional .
Patricia is a previously registered financial professional and started their career in finance in 1982. Patricia had worked at 5 firms and has passed the Series 63, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 3, 1989 - February 21, 2014
FIRST AMERICAN MUNICIPALS, INC.
June 10, 1985 - January 14, 1989
GLICKENHAUS & CO.
November 26, 1984 - June 18, 1985
MATTHEWS & WRIGHT, INC.
July 22, 1982 - September 7, 1982
E. W. SMITH CO.
July 22, 1982 - October 31, 1984
GRUNTAL & CO., L.L.C.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FIRST AMERICAN MUNICIPALS, INC.
CRD#: 23740 / SEC#: , 8-40696
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
