John D. Dale
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Denny Dale JR, who also goes by John Denny Dale, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1982. John had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 13, 2006 - December 21, 2021
MERCER CAPITAL ADVISERS, INC.
September 13, 1995 - November 2, 2000
BUCKMAN, BUCKMAN & REID, INC.
August 9, 1995 - August 31, 1995
BUCKMAN, BUCKMAN & REID, INC.
July 26, 1985 - August 21, 1995
BARCLAY INVESTMENTS LLC
January 27, 1983 - July 15, 1985
FAHNESTOCK INTERNATIONAL INC.
February 10, 1982 - February 2, 1983
BURGESS & LEITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
MERCER CAPITAL ADVISERS, INC.
CRD#: 108279 / SEC#: 801-56303
Contact information
Red Flags
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