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JB

John E. Baranowski

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CRD#: 1031248
JB

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Edward Baranowski was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1982. John had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

September 7, 2016 - March 28, 2017

THE GENSLER GROUP

RIA
CRD#: 110543
Carlsbad, CA
Past

October 5, 1998 - December 23, 2016

LPL FINANCIAL LLC

RIA
CRD#: 6413
CARLSBAD, CA
Past

September 25, 1998 - March 28, 2017

LPL FINANCIAL LLC

BD
CRD#: 6413
CARLSBAD, CA
Past

August 25, 1994 - October 7, 1998

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

January 11, 1988 - September 19, 1994

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

March 2, 1982 - February 8, 1988

E. F. HUTTON & COMPANY INC

BD
CRD#: 235

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 11/23/1992
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


TG
THE GENSLER GROUP
DANIEL G. GENSLER | THE GENSLER GROUP, LLC | THE GENSLER GROUP

CRD#: 110543 / SEC#: 801-100472

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Contact information


Main Address
120 C Avenue, Suite 170, Coronado, CA 92118
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Part 2 Brochures

THE GENSLER GROUP, LLC (1/27/2021)

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


THE GENSLER GROUP

CRD#: 110543

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