David S. Apo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Samuel Apo was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1982. David had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 20, 1999 - December 31, 2020
AM FINANCIAL SERVICES, INC.
December 26, 1984 - July 22, 1985
AMERICAN FRONTEER FINANCIAL CORPORATION
April 20, 1982 - October 30, 1985
CHESLEY AND DUNN, INC.
March 2, 1982 - October 21, 1983
AMERICAN WESTERN SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AM FINANCIAL SERVICES, INC.
CRD#: 118361 / SEC#:
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
