Terrance S. Puhl

CORDA INVESTMENT MANAGEMENT

Houston, TX 77024-1626

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CRD#: 1031224

Professional summary

Terrance Stephen Puhl, who also goes by Terry Stephen Puhl, is a registered financial advisor currently at CORDA INVESTMENT MANAGEMENT, LLC located in Houston, Texas.

Terrance is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Terrance has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Terry Stephen Puhl

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)UNIVERSITY OF HOUSTON VICTORIA 2)NON INVESTMENT RELATED 3) 3007 NORTH BEN WILSON, VICTORIA, TX 77901 4)BASEBALL 5)HEAD BASEBALL COACH 6)2007 7)40HRS/MONTH DEVOTED TO ACTIVITY 8)5HRS/MONTH DEVOTED TO ACTIVITY DURING REGULAR TRADING HRS 9)DEVELOPMENT OF BASEBALL PROGRAM

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Terrance Stephen Puhl's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 10, 2012 - Present

CORDA INVESTMENT MANAGEMENT, LLC

Office #1: 8955 Katy Freeway Suite 200, Houston, TX 77024-1626

RIA

CRD#: 108046

Houston, TX

Past

June 26, 2006 - April 30, 2012

SANDERS MORRIS LLC

RIA

CRD#: 20580

HOUSTON, TX

Past

February 27, 2003 - December 31, 2006

SMH CAPITAL ADVISORS LLC

RIA

CRD#: 108344

HOUSTON, TX

Past

January 29, 1997 - April 30, 2012

SANDERS MORRIS LLC

CRD#: 20580

HOUSTON, TX

Past

January 1, 1991 - January 20, 1997

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

July 17, 1987 - January 1, 1991

ROTAN MOSLE INC.

CRD#: 727

Past

March 2, 1982 - January 19, 1987

E. F. HUTTON & COMPANY INC

CRD#: 235

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CORDA INVESTMENT MANAGEMENT, LLC

BARNES, BONNER, CASTLES | CORDA INVESTMENT MANAGEMENT, LLC | CORDA INVESTMENT MANAGEMENT LLC | CORDA INVESTMENT MANAGEMENT

CRD#: 108046 / SEC#: 801-57097

RIA

Registered Investment Advisory firm - (12/20/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(7/10/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/17/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/17/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/20/1982

General Securities Representative Examination

Current Firm

CORDA INVESTMENT MANAGEMENT, LLC

BARNES, BONNER, CASTLES | CORDA INVESTMENT MANAGEMENT, LLC | CORDA INVESTMENT MANAGEMENT LLC | CORDA INVESTMENT MANAGEMENT

CRD#: 108046 / SEC#: 801-57097

RIA

Registered Investment Advisory firm - (12/20/1999 Approved)

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Contact information

Main Address

8955 Katy Freeway Suite 200, Houston, TX 77024-1626

Mailing Address

Phone number

(713) 439-0665

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (33 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CORDA INVESTMENT MANAGEMENT ADV BROCHURE (8/12/2025)

Regulatory assets under management

Total Number of Accounts	2,966
AUM (Assets Under Management)	$ 1,726,638,629

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Terrance S. Puhl

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Terrance Stephen Puhl's CRS (Customer Relationship Summary).

Certified licenses

Experience

SANDERS MORRIS LLC

SMH CAPITAL ADVISORS LLC

SANDERS MORRIS LLC

UBS FINANCIAL SERVICES INC.

ROTAN MOSLE INC.

E. F. HUTTON & COMPANY INC

Primary Firm SEC Registration

CORDA INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/17/2002

Series 63

Date: 2/17/1983

Series 7

Date: 2/20/1982

Current Firm

CORDA INVESTMENT MANAGEMENT, LLC

Contact information

SEC notice filing (33 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CORDA INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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