RS
Robert M. Sedor
Some features on this profile are disabled
CRD#: 1031167
RS
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Michael Sedor JR, CFP®, who also goes by Robert Michael Sedor, Robert Michael Sedor, Jr. Jr, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1982. Robert had worked at 8 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Robert Michael Sedor | Robert Michael Sedor, Jr. Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: BRG Realty, LLC Investment Related: No Address: 1405 Davis Avenue Endwell NY 13760 Nature of Business: Real Estate Position, Title or Relationship: Owner Start Date: 1/1/2000 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: ownerBusiness Name: Hiawatha Landing, Inc. Investment Related: No Address: 2350 Marshland Road Apalachin NY 13732 Nature of Business: Other Other/None of the Above owner Position, Title or Relationship: Owner Start Date: 1/1/1993 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: ownerBusiness Name: Marshland Links, LLC Investment Related: No Address: 2350 Marshland Road Apalachin NY 13732 Nature of Business: Other Other/None of the Above Golf course management Position, Title or Relationship: Owner Start Date: 1/1/1993 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: minority owner-Golf courseBusiness Name: NFP Corporate Services (NY), LLC- NFP Investment Related: Yes Address: 1405 Davis Avenue Endwell NY 13760 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Employee Start Date: 4/1/2013 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 81% - 90% (113 - 126 hours) Duties: Sales and client serviceBusiness Name: LCCA, LLC Investment Related: No Address: PO Box 15 Montrose PA 18801 Nature of Business: Other Other/None of the Above owns a natural gas lease Position, Title or Relationship: member Start Date: 10/1/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: a member of a group that sold mineral rights for the property of their multi-family residence.Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory servicesBusiness Name: Mooselodge, LLC Investment Related: No Address: 415 N Benton Ave Helena MT 59601 Nature of Business: Other Other/None of the Above LLC owns my motorhome and tow vehicle Position, Title or Relationship: Member Start Date: 10/14/2009 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: LLC owns my motorhome and tow vehicle
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Past
April 26, 2016 - November 21, 2023
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
ENDWELL, NY
Past
March 30, 2015 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
ENDWELL, NY
Past
December 7, 2007 - December 18, 2023
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
ENDWELL, NY
Past
October 2, 1989 - December 7, 2007
CADARET, GRANT & CO., INC.
BD
CRD#: 10641
ENDWELL, NY
Past
August 5, 1987 - October 2, 1989
CADARET, GRANT & CO., INC.
BD
CRD#: 16404
Past
January 8, 1986 - August 21, 1987
NATHAN & LEWIS SECURITIES, INC.
BD
CRD#: 8503
Past
July 29, 1985 - January 15, 1986
BRIAN M. PREW & ASSOCIATES, INC.
BD
CRD#: 10438
Past
January 4, 1983 - July 12, 1985
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
Past
March 10, 1982 - September 29, 1982
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
