Steven P. Sitkowski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Phillip Sitkowski, who also goes by Steven Phillip Sakowski, Steven Philip Sitkowski, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1982. Steven had worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 82, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 2015 - June 17, 2015
DELTA SECURITIES COMPANY LLC
March 14, 2000 - May 29, 2003
EMPIRE FINANCIAL GROUP, INC.
April 27, 1993 - June 23, 1994
NELSON SECURITIES,INC.
September 9, 1987 - July 8, 1992
PREMIERETRADE SECURITIES, INC.
August 1, 1984 - January 27, 1988
SOUTHMARK FINANCIAL SERVICES, INC.
November 14, 1983 - August 9, 1984
GRIFFIN, BLAIR & CO., INCORPORATED
March 30, 1982 - August 2, 1984
LPL FINANCIAL LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DELTA SECURITIES COMPANY LLC
CRD#: 145511 / SEC#: , 8-67733
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DELTA SECURITIES GROUP LLC | OWNER | |
| LOW SPARK CAPITAL, LLC | OWNER | |
| TWH VENTURES, LLC | OWNER | |
| NICHOLSON, MYRA PEARLE | PRESIDENT, CCO, FINOP | 2740029 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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