H J. Schrimpf
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
H James Schrimpf III, who also goes by H James Schrimpf, Jamie Schrimpf III, was a registered financial professional .
H is a previously registered financial professional and started their career in finance in 1982. H had worked at 10 firms and has passed the Series 63, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 23, 2013 - June 2, 2014
BOUSTEAD SECURITIES, LLC
August 17, 2009 - September 5, 2012
BOUSTEAD SECURITIES, LLC
February 1, 2002 - November 5, 2002
QUASAR DISTRIBUTORS, LLC
June 2, 2000 - February 7, 2023
FISHER INVESTMENTS
December 1, 1994 - February 18, 2000
SPROTT GLOBAL RESOURCE INVESTMENTS LTD
November 3, 1993 - December 7, 1994
TORREY PINES SECURITIES, INC.
February 4, 1991 - November 4, 1993
SPELMAN & CO., INC.
May 31, 1989 - February 5, 1991
FIRST AFFILIATED SECURITIES
March 28, 1983 - July 28, 1986
PAS, INC.
June 21, 1982 - May 31, 1989
FIRST AFFILIATED SECURITIES, INC.
March 2, 1982 - June 9, 1982
OTC NET INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BOUSTEAD SECURITIES, LLC
CRD#: 141391 / SEC#: , 8-67384
Contact information
FINRA licenses (47 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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