Barry Cohen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barry Cohen was a registered financial professional .
Barry is a previously registered financial professional and started their career in finance in 1983. Barry had worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 18, 2014 - June 26, 2017
FORTUNE FINANCIAL SERVICES, INC.
August 14, 2008 - May 12, 2011
TRUSTMONT ADVISORY GROUP, INC.
July 19, 2004 - February 18, 2014
TRUSTMONT FINANCIAL GROUP, INC.
December 17, 2001 - July 19, 2004
HACKETT ASSOCIATES, INC.
November 10, 1999 - January 9, 2002
FFP SECURITIES, INC.
March 25, 1999 - October 14, 1999
THE CONCORD EQUITY GROUP, LLC
January 1, 1992 - February 22, 1999
CETERA WEALTH SERVICES, LLC
June 6, 1983 - January 1, 1992
CHRIS SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORTUNE FINANCIAL SERVICES, INC.
CRD#: 42150 / SEC#: , 8-49727
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DANIELS, BLAKE WILLIAM | CHAIRMAN OF THE BOARD; SECRETARY;TREASURER;CFO | 1285106 |
| DANIELS, BRIAN LEE | OWNER | 1213561 |
| BENTLEY, GREGORY JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 705379 |
| PINTARIC, WILLIAM RICHARD JR | CHIEF COMPLIANCE OFFICER | |
| WHITENACK, MITCH LEE | CHIEF OPERATIONS OFFICER, FINOP, PFO, POO | 4794021 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
