Richard A. Byrd
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Arnold Byrd, who also goes by Richard Arnold Byrd Mr., Richard Arnold Byrd, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1982. Richard had worked at 25 firms and has passed the Series 66, Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 22, 2021 - August 4, 2021
BLAYLOCK VAN, LLC
October 12, 2018 - December 13, 2023
GT SECURITIES, INC.
May 17, 2018 - October 9, 2018
HB SECURITIES, LLC
February 7, 2017 - April 5, 2018
US CAPITAL GLOBAL SECURITIES, LLC
August 28, 2014 - December 12, 2016
MERIT SECURITIES, LLC
September 20, 2011 - October 4, 2013
COMMERCE STREET CAPITAL, LLC
January 6, 2010 - August 26, 2011
PATRICK CAPITAL MARKETS, LLC
September 16, 2008 - December 31, 2009
SAXONY SECURITIES, INC.
September 12, 2006 - February 14, 2007
WATERSTONE FINANCIAL GROUP, INC.
September 12, 2006 - February 14, 2007
WATERSTONE FINANCIAL GROUP, INC.
March 10, 2006 - September 1, 2006
WESTMINSTER FINANCIAL ADVISORY CORP
March 4, 2006 - September 1, 2006
WESTMINSTER FINANCIAL SECURITIES, INC.
November 29, 2004 - September 2, 2005
NATCITY INVESTMENTS, INC.
November 29, 2004 - September 2, 2005
NATCITY INVESTMENTS, INC.
August 13, 2004 - November 17, 2004
BANC ONE SECURITIES CORPORATION
August 13, 2004 - November 17, 2004
BANC ONE SECURITIES CORPORATION
June 16, 2004 - August 6, 2004
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.
May 20, 2003 - August 13, 2003
CETERA INVESTMENT SERVICES LLC
May 14, 2003 - August 13, 2003
CETERA INVESTMENT SERVICES LLC
May 7, 2002 - September 6, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 16, 2001 - May 20, 2002
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
October 18, 1995 - April 14, 1997
THE GLASER CAPITAL CORPORATION
February 14, 1995 - August 23, 1995
CITIGROUP GLOBAL MARKETS INC.
December 23, 1994 - February 22, 1995
PNC BROKERAGE CORP
August 17, 1994 - December 23, 1994
PNC CAPITAL MARKETS LLC
November 22, 1991 - August 23, 1994
LUMENT SECURITIES, LLC
March 1, 1990 - October 7, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 15, 1988 - March 20, 1989
AT INVESTMENT SERVICES CORP.
May 30, 1986 - June 23, 1988
NATCITY INVESTMENTS, INC.
December 12, 1983 - April 15, 1985
TRAUB AND COMPANY, INC.
March 30, 1982 - November 18, 1982
CLAYTON BROWN & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
BLAYLOCK VAN, LLC
CRD#: 145317 / SEC#: 801-69136, 8-67721
Contact information
FINRA licenses (36 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBERT VAN SECURITIES, INC | SOLE VOTING MEMBER | |
| BLAYLOCK & COMPANY, INC | NON-VOTING MEMBER | |
| CIULLA, ALEXANDER JOHN | FINOP, CFO, PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | 2635660 |
| HOUGH, JERVIS BENNETT | BD CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER | 4291302 |
| KALISPEL TRIBAL ECONOMIC AUTHORITY | NON-VOTING MEMBER | |
| SEAPORT GLOBAL SECURITIES LLC | SHAREHOLDER | 116270 |
| STANDIFER, ERIC VAN | MANAGER; CEO; GSP; MSP | 1025776 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
