Lon C. Haines
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lon Crosby Haines SR., who also goes by Lon Crosby Haines, was a registered financial professional .
Lon is a previously registered financial professional and started their career in finance in 1982. Lon had worked at 17 firms and has passed the Series 63, SIE, Series 7 and Series 26 exams.
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 2016 - February 21, 2018
SGC SECURITIES LP
November 8, 2013 - May 13, 2016
ALVAREZ & MARSAL SECURITIES, LLC
March 27, 2013 - November 11, 2013
M HOLDINGS SECURITIES, INC.
June 13, 2011 - April 30, 2013
SGC SECURITIES LP
February 10, 2011 - June 28, 2011
TRANSAMERICA FINANCIAL ADVISORS, LLC
November 3, 2008 - February 8, 2011
CLARK SECURITIES, INC.
January 24, 2007 - November 12, 2008
TRANSAMERICA FINANCIAL ADVISORS, LLC
September 3, 2004 - December 31, 2006
CBIZ FINANCIAL SOLUTIONS, INC.
October 17, 2003 - June 25, 2004
FIRST HEARTLAND CAPITAL, INC.
June 13, 2002 - October 14, 2003
KESTRA INVESTMENT SERVICES, LLC
February 15, 2001 - June 1, 2002
WESTPORT FINANCIAL SERVICES, L.L.C.
January 26, 1993 - January 18, 2000
METROPOLITAN LIFE INSURANCE COMPANY
December 8, 1989 - December 1, 1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
March 11, 1989 - December 20, 1989
FORTH FINANCIAL SECURITIES, CORPORATION
August 4, 1982 - January 20, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
July 8, 1982 - March 8, 1988
LINCOLN NATIONAL PENSION INSURANCE COMPANY
July 8, 1982 - March 10, 1988
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
July 8, 1982 - March 10, 1988
OSAIC FA, INC.
March 2, 1982 - June 10, 1982
CINCINNATI ANALYSTS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SGC SECURITIES LP
CRD#: 118934 / SEC#: , 8-53701
Contact information
Documents
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