Victor H. Kalafa
Professional summary
Victor Harlan Kalafa is a registered financial professional currently at SUNDIAL GROUP, LLC located in Ft. Lauderdale, Florida.
Victor is registered as a RR (Registered Representative) and started their career in finance in 1982. Victor has worked at 4 firms and has passed the SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Victor Harlan Kalafa's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 19, 2017 - Present
SUNDIAL GROUP, LLC
Office #1: 200 East Broward Boulevard Suite 1200, Ft. Lauderdale, FL 33301March 1, 1991 - July 25, 1996
WILKINSON BOYD CAPITAL MARKETS, INC
July 13, 1984 - October 12, 1989
FIRST USA CAPITAL MARKETS, INC.
March 1, 1982 - April 12, 1983
SALOMON BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
(12/19/2017)
Exams
FINRA
Current Firm
SUNDIAL GROUP, LLC
CRD#: 158367 / SEC#: , 8-68894
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MOUNTAINSIDE HOLDINGS, LLC | MANAGING MEMEBR | |
| BRITTON, WILLIAM ROBERT | PRESIDENT/ CEO/ CCO/ ELECTED MANAGER | |
| BURNS, DAVID CARROLL | PRINCIPAL/ ELECTED MANAGER | |
| JOHNSON, KRISTY KAY | FINOP/CFO | 4470948 |
Red Flags
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Company Information
SUNDIAL GROUP, LLC
CRD#: 158367Ft. Lauderdale, FL 33301TRUST BUT VERIFY
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