Michael J. Ragusa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Joseph Ragusa was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1983. Michael had worked at 13 firms and has passed the Series 65, Series 63, Series 22TO, Series 99TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 2021 - May 9, 2022
CAPITAL SYNERGY PARTNERS
January 21, 2021 - May 9, 2022
CAPITAL SYNERGY PARTNERS
June 2, 2020 - January 21, 2021
INTEGRITY ADVISORY SOLUTIONS
May 3, 2016 - July 22, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
May 2, 2016 - July 22, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
May 21, 2008 - May 3, 2016
PROSPERA FINANCIAL SERVICES, INC.
May 19, 2008 - May 3, 2016
PROSPERA FINANCIAL SERVICES, INC.
June 17, 2004 - May 19, 2008
JESUP & LAMONT SECURITIES CORP
May 3, 2002 - June 28, 2004
LEGG MASON WOOD WALKER, INCORPORATED
January 11, 2000 - June 28, 2004
LEGG MASON WOOD WALKER, INCORPORATED
November 14, 1994 - January 12, 2000
PRUDENTIAL EQUITY GROUP, LLC
October 28, 1991 - October 25, 1994
MUTUAL FUND MANAGEMENT CO., INC.
May 25, 1988 - March 25, 1991
PRINCIPAL SECURITIES, INC.
January 15, 1987 - May 28, 1988
LINSCO FINANCIAL GROUP, INC.
March 26, 1986 - July 25, 1986
MONARCH SECURITIES, INC.
January 2, 1985 - January 15, 1987
RADFORD CAPITAL CORPORATION
April 28, 1983 - January 10, 1985
CARDELL & ASSOCIATES, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
CAPITAL SYNERGY PARTNERS
CRD#: 148733 / SEC#: 801-117828, 8-68060
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 386 |
| AUM (Assets Under Management) | $ 89,105,726 |
Red Flags
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