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DN

Deanna J. Nowadnick

THE PLANNER'S EDGE LLC
Mercer Island, WA 98040
Some features on this profile are disabled
CRD#: 1030531
DN

Professional summary


Deanna Jean Nowadnick, who also goes by Deanna Jean Thorp, is a registered financial advisor currently at THE PLANNER'S EDGE LLC located in Mercer Island, Washington.

Deanna is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Deanna has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Deanna Jean Thorp

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DEANNA NOWADNICK/ SELF-PUBLISHING ON OWN WRITING --OWNER

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Deanna Jean Nowadnick's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 6, 2016 - Present

THE PLANNER'S EDGE LLC

Office #1: 2737 78th Avenue Se Suite 103, Mercer Island, WA 98040
RIA
CRD#: 114616
Mercer Island, WA
Past

September 17, 1998 - July 20, 2011

SECURITIES AMERICA, INC.

BD
CRD#: 10205
MERCER ISLAND, WA
Past

June 19, 1991 - September 16, 1998

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
EL SEGUNDO, CA
Past

March 30, 1982 - November 20, 1990

PACIFIC WEST SECURITIES, INC.

BD
CRD#: 6390
RENTON, WA

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TP
THE PLANNER'S EDGE LLC
JEFFREY DAVID ROSS | THE PLANNER'S EDGE LLC | THE PLANNER'S EDGE | ROSS, JEFFREY DAVID

CRD#: 114616 / SEC#: 801-120913

RIA
Registered Investment Advisory firm - (4/23/2021 Approved)
Washington
Registered Investment Advisory firm - (5/30/2021 Terminated)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Washington
(7/6/2016)

Exams


State Security Law Exam
IAR
Series 65
Date: 6/24/2016
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam

Current Firm


TP
THE PLANNER'S EDGE LLC
JEFFREY DAVID ROSS | THE PLANNER'S EDGE LLC | THE PLANNER'S EDGE | ROSS, JEFFREY DAVID

CRD#: 114616 / SEC#: 801-120913

RIA
Registered Investment Advisory firm - (4/23/2021 Approved)
Washington
Registered Investment Advisory firm - (5/30/2021 Terminated)
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Contact information


Main Address
2737 78th Avenue Se Suite 103, Mercer Island, WA 98040
Mailing Address
Phone number
(206) 232-4500
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (2 States and Territories)


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Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

THE PLANNER'S EDGE ADV 2A APR 2025 (4/14/2025)

Regulatory assets under management


Total Number of Accounts694
AUM (Assets Under Management)$ 186,684,510

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


THE PLANNER'S EDGE LLC

CRD#: 114616Mercer Island, WA 98040

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