BO
Brian C. Orourke
O'ROURKE & COMPANY
BOSTON, MA 01867
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CRD#: 1030442
BO
Professional summary
Brian Christopher Orourke is a registered financial advisor currently at O'ROURKE & COMPANY, INCORPORATED located in Boston, Massachusetts and CETERA ADVISORS LLC located in Boston, Massachusetts.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Brian has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.NAME OF OTHER BUSINESS: O'ROURKE & COMPANY, INC.;
INVESTMENT RELATED: YES;
ADDRESS: SAME AS REGISTERED LOCATION;
NATURE OF BUSINESS: ADVISORY BUSINESS;
POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE;
START DATE: 1987;
APX NUMBER OF HOURS PER WEEK: 40 HOURS;
APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 HOURS;
BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND INVESTMENT ADVISORY SERVICES.
2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES;
INVESTMENT RELATED: YES;
ADDRESS: SAME AS REGISTERED LOCATION;
NATURE OF BUSINESS: FIXED INSURANCE;
START DATE: 07/05/2016;
APX NUMBER OF HOURS PER WEEK: LESS THAN 1 HOUR;
APX NUMBER OF HOURS DURING TRADING HOURS: VARIES;
POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT;
BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, AND LONG-TERM CARE.
3. NAME OF OTHER BUSINESS: O'ROURKE & COMPANY, INC.;
INVESTMENT RELATED: YES;
ADDRESS: SAME AS REGISTERED LOCATION;
NATURE OF BUSINESS: FINANCIAL SERVICES & ACCOUNTING;
START DATE: 1987;
POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR/OWNER;
APX NUMBER OF HOURS PER WEEK: 60 HOURS;
APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 HOURS;
BRIEF DESCRIPTION OF DUTIES: DBA FOR SECURITIES BUSINESS.
4. NAME OF OTHER BUSINESS: TRUSTEE;
INVESTMENT RELATED: NO;
ADDRESS: SAME AS REGISTERED LOCATION;
NATURE OF BUSINESS: TRUST;
START DATE: 1987;
POSITION/TITLE/RELATIONSHIP: TRUSTEE;
APX NUMBER OF HOURS PER WEEK: VARIES;
APX NUMBER OF HOURS DURING TRADING HOURS: VARIES;
BRIEF DESCRIPTION OF DUTIES: TRUSTEE FOR SIBLINGS TRUST.
5. O'ROURKE CORP, NOT INVESTMENT RELATED, SAME AS REGISTERED LOCATION, S CORP, STARTED 9/30/18, OWNER/PRESIDENT,
APX NUMBER OF HOURS PER WEEK: 40, 32.5 DURING TRADING HOURS
BRIEF DESCRIPTION OF DUTIES: BUSINESS ENTITY FOR RECEIPT OF COMMISSIONS
6. NAME OF OTHER BUSINESS: TRUSTEE;
INVESTMENT RELATED: NO;
ADDRESS: SAME AS REGISTERED LOCATION;
NATURE OF BUSINESS: TRUST;
START DATE: 1987;
POSITION/TITLE/RELATIONSHIP: TRUSTEE;
APX NUMBER OF HOURS PER WEEK: VARIES ;
APX NUMBER OF HOURS DURING TRADING HOURS: VARIES;
BRIEF DESCRIPTION OF DUTIES: TRUSTEE FOR ROBERT G. ORR REVOCABLE TRUST OF 2009;
CRS (Client Relationship Summary) - RIA
Click below to view Brian Christopher Orourke's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 12, 2005 - Present
O'ROURKE & COMPANY, INCORPORATED
Office #1: One Liberty Square 9th Floor, Boston, MA 01867RIA
CRD#: 132481
BOSTON, MA
Current
October 3, 2016 - Present
CETERA ADVISORS LLC
Office #1: 84 State Street Suite 840, Boston, MA 02109BD
CRD#: 10299
BOSTON, MA
Past
October 3, 2016 - November 10, 2016
CETERA ADVISORS LLC
RIA
CRD#: 10299
GREENWOOD VILLAGE, IL
Past
March 30, 2006 - October 3, 2016
INVESTORS CAPITAL CORP.
RIA
CRD#: 30613
BOSTON, MA
Past
January 20, 2006 - October 3, 2016
INVESTORS CAPITAL CORP.
BD
CRD#: 30613
BOSTON, MA
Past
February 23, 1995 - January 25, 2006
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
BOSTON, MA
Past
March 16, 1993 - February 28, 1995
G.R. STUART & COMPANY, INC.
BD
CRD#: 29101
MAYNARD, MA
Past
June 3, 1992 - March 16, 1993
FINANCIAL SECURITIES NETWORK,INC.
BD
CRD#: 16153
Past
August 13, 1987 - April 10, 1992
COMPASS SECURITIES CORPORATION
BD
CRD#: 16168
BRAINTREE, MA
Past
July 27, 1984 - July 16, 1987
HARBOR SECURITIES CORPORATION
BD
CRD#: 15421
Past
October 14, 1983 - August 10, 1984
LINSCO FINANCIAL GROUP, INC.
BD
CRD#: 524
Past
March 11, 1982 - October 14, 1983
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
O&
O'ROURKE & COMPANY, INCORPORATED
BRIAN CHRISTOPHER O'ROURKE | O'ROURKE & COMPANY, INCORPORATED
CRD#: 132481 / SEC#: 801-64660
RIA
Registered Investment Advisory firm - (8/26/2005 Approved)Massachusetts
Registered Investment Advisory firm - (9/15/2005 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/6/2017)
RR
Colorado(10/3/2016)
RR
Connecticut(10/3/2016)
RR
District of Columbia(10/3/2016)
RR
Florida(10/4/2016)
RR
Kentucky(3/7/2023)
RR
Maine(10/3/2016)
RR
Maryland(10/3/2016)
IAR
Massachusetts(4/12/2005)
RR
Massachusetts(10/3/2016)
RR
New Hampshire(10/3/2016)
RR
New Jersey(10/3/2016)
RR
New York(10/3/2016)
RR
Pennsylvania(10/3/2016)
RR
Rhode Island(10/3/2016)
RR
South Carolina(10/3/2016)
RR
Texas(12/4/2019)
IAR
Texas(12/11/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
O&
O'ROURKE & COMPANY, INCORPORATED
BRIAN CHRISTOPHER O'ROURKE | O'ROURKE & COMPANY, INCORPORATED
CRD#: 132481 / SEC#: 801-64660
RIA
Registered Investment Advisory firm - (8/26/2005 Approved)Massachusetts
Registered Investment Advisory firm - (9/15/2005 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
84 State Street Suite 840, Boston, MA 02109
Mailing Address
Phone number
(617) 482-4200
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 711 |
| AUM (Assets Under Management) | $ 518,068,961 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
O'ROURKE & COMPANY, INCORPORATED
CRD#: 132481Boston, MA 01867TRUST BUT VERIFY
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