Francis D. Meyercord
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Francis Duffield Meyercord, who also goes by Duff Meyercord, was a registered financial professional .
Francis is a previously registered financial professional and started their career in finance in 1982. Francis had worked at 4 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 12, 2007 - February 9, 2024
CARL MARKS SECURITIES LLC
December 14, 1990 - July 6, 1995
LEVEL FOUR FINANCIAL, LLC
October 16, 1985 - December 1, 1988
MOORE & SCHLEY, CAMERON & CO.
October 21, 1982 - April 10, 1985
BEVILL, BRESLER & SCHULMAN INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
CARL MARKS SECURITIES LLC
CRD#: 144209 / SEC#: , 8-67642
Contact information
FINRA licenses (46 States and Territories)
Red Flags
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