Christina Winters
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christina Winters, AIF®, who also goes by Christina Margaret Gears, Christina W Gears, Christina Winters Gears, Christina Margaret Sparenga, Christina Margaret Winters, Christina Margaret Wintersgears, Christina Margaret Winters Gears, was a registered financial professional .
Christina is a previously registered financial professional and started their career in finance in 1983. Christina had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 10, Series 9, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 2014 - January 2, 2026
CAPITAL ANALYSTS
January 9, 1997 - January 2, 2026
LINCOLN INVESTMENT
January 8, 1997 - January 2, 2026
LINCOLN INVESTMENT
July 24, 1995 - December 31, 1996
AVANTAX INVESTMENT SERVICES, INC.
January 13, 1992 - November 25, 1992
OSAIC FA, INC.
January 13, 1992 - February 3, 1994
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
January 13, 1992 - June 1, 1995
OSAIC WEALTH, INC.
October 5, 1990 - December 31, 1992
AVANTAX INVESTMENT SERVICES, INC.
May 9, 1983 - March 7, 1990
UR FINANCIAL, INC.
Primary Firm SEC Registration
CAPITAL ANALYSTS
CRD#: 162200 / SEC#: 801-74614
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 11/26/1985
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CAPITAL ANALYSTS
CRD#: 162200 / SEC#: 801-74614
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,578 |
| AUM (Assets Under Management) | $ 8,713,202,466 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/22/2025 | ||
| 08/28/2024 | ||
| 09/27/2023 | ||
| 03/29/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
