Gary S. Rosenberg

PLANNING ALTERNATIVES LTD

Huntington Woods, MI

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CRD#: 1030275

Professional summary

Gary Steven Rosenberg, CFP® is a registered financial advisor currently at PLANNING ALTERNATIVES LTD located in Huntington Woods, Michigan.

Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Gary has worked at 5 firms and has passed the Series 63, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Steven Rosenberg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

December 3, 2024 - Present

PLANNING ALTERNATIVES LTD

RIA

CRD#: 110268

Huntington Woods, MI

Past

July 29, 2011 - June 8, 2023

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

W. BLOOMFIELD, MI

Past

December 18, 1985 - October 4, 1989

OSAIC FS, INC.

CRD#: 3870

Past

November 15, 1983 - December 19, 1985

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

Past

June 10, 1982 - November 25, 1983

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

CRD#: 5496

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PLANNING ALTERNATIVES LTD

CRD#: 110268 / SEC#: 801-18310

RIA

Registered Investment Advisory firm - (2/2/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(12/3/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/7/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 22

Date: 5/16/1984

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 3/9/1982

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PLANNING ALTERNATIVES LTD

CRD#: 110268 / SEC#: 801-18310

RIA

Registered Investment Advisory firm - (2/2/1983 Approved)

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Contact information

Main Address

255 South Old Woodward Ave. Suite 310, Birmingham, MI 48009-6615

Mailing Address

Phone number

(248) 645-1520

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PLANNING ALTERNATIVES PART 2A BROCHURE (3/14/2025)

Regulatory assets under management

Total Number of Accounts	683
AUM (Assets Under Management)	$ 1,283,122,581

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Gary S. Rosenberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Steven Rosenberg's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES & ASSOCIATES, INC.

OSAIC FS, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

Primary Firm SEC Registration

PLANNING ALTERNATIVES LTD

State Registrations and Notice Filings

Exams

Series 63

Date: 7/7/1982

Series 22

Date: 5/16/1984

Series 6

Date: 3/9/1982

Current Firm

PLANNING ALTERNATIVES LTD

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PLANNING ALTERNATIVES LTD

TRUST BUT VERIFY

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