Michael J. Leary
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Joseph Leary was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1982. Michael had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2015 - November 21, 2019
ELANA ADVISORY SERVICES, LLC
February 3, 2006 - March 6, 2009
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
November 19, 1998 - March 6, 2009
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
February 1, 1996 - November 19, 1998
TRANSAMERICA FINANCIAL ADVISORS, LLC
October 28, 1993 - December 15, 1995
COMMONWEALTH FINANCIAL NETWORK
October 8, 1992 - November 2, 1993
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
October 6, 1986 - October 20, 1992
COMMONWEALTH FINANCIAL NETWORK
May 14, 1985 - November 3, 1986
NEW ENGLAND SECURITIES
May 24, 1982 - May 10, 1985
OLD SLIP CAPITAL MANAGEMENT, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ELANA ADVISORY SERVICES, LLC
CRD#: 174424 / SEC#:
Contact information
Red Flags
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