Henry S. Dreher

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CRD#: 1029971

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Henry Samuel Dreher, who also goes by Sam Dreher, was a registered financial professional .

Henry is a previously registered financial professional and started their career in finance in 1982. Henry had worked at 6 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 52 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Sam Dreher

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 6, 1995 - September 26, 2024

DREHER FINANCIAL PARTNERS

RIA

CRD#: 104537

SOUTHERN PINES, NC

Past

March 10, 1993 - September 8, 1994

INTERCAROLINA FINANCIAL SERVICES, INC.

CRD#: 19475

Past

November 5, 1991 - March 10, 1993

B.E. HOLDRIDGE SECURITIES, INC.

CRD#: 23823

Past

October 1, 1990 - November 18, 1991

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

Past

September 24, 1990 - October 12, 1990

HAMILTON INVESTMENTS, INC.

CRD#: 821

Past

September 4, 1990 - September 26, 1990

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

Past

January 20, 1982 - September 4, 1990

BLUNT ELLIS & LOEWI INCORPORATED

CRD#: 7580

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DREHER FINANCIAL PARTNERS

CRD#: 104537 / SEC#: 801-125002

RIA

Registered Investment Advisory firm - (5/17/2022 Approved)

Illinois

Registered Investment Advisory firm - (10/29/2012 Terminated)

North Carolina

Registered Investment Advisory firm - (5/27/2022 Terminated)

Texas

Registered Investment Advisory firm - (12/31/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/5/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/15/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 10/5/1984

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 2/19/1983

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 4/8/1982

Municipal Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/27/1992

General Securities Principal Examination

Current Firm

DREHER FINANCIAL PARTNERS

CRD#: 104537 / SEC#: 801-125002

RIA

Registered Investment Advisory firm - (5/17/2022 Approved)

Illinois

Registered Investment Advisory firm - (10/29/2012 Terminated)

North Carolina

Registered Investment Advisory firm - (5/27/2022 Terminated)

Texas

Registered Investment Advisory firm - (12/31/2020 Terminated)

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Contact information

Main Address

275 Se Broad Street, Southern Pines, NC 28387

Mailing Address

275-1 Se Broad Street, Southern Pines, NC 28387

Phone number

(910) 692-4330

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DREHER FINANCIAL PARTNERS ADV PART 2A ANNUAL AMENDMENT V.03.11.25 (3/11/2025)

Regulatory assets under management

Total Number of Accounts	488
AUM (Assets Under Management)	$ 135,860,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Henry S. Dreher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

INTERCAROLINA FINANCIAL SERVICES, INC.

B.E. HOLDRIDGE SECURITIES, INC.

WELLS FARGO CLEARING SERVICES, LLC

HAMILTON INVESTMENTS, INC.

WELLS FARGO CLEARING SERVICES, LLC

BLUNT ELLIS & LOEWI INCORPORATED

Primary Firm SEC Registration

DREHER FINANCIAL PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 5/5/1992

Series 63

Date: 9/15/1983

Series 3

Date: 10/5/1984

Series 7

Date: 2/19/1983

Series 52

Date: 4/8/1982

Series 24

Date: 6/27/1992

Current Firm

DREHER FINANCIAL PARTNERS

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DREHER FINANCIAL PARTNERS

TRUST BUT VERIFY

Contact information

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