Thomas W. Mannix
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas William Mannix, who also goes by Tom Mannix, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1982. Thomas had worked at 14 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 16, 2022 - July 21, 2025
FNEX CAPITAL, LLC
March 17, 2021 - October 21, 2022
FNEX CAPITAL, LLC
June 22, 2015 - September 20, 2019
CASTLE HILL CAPITAL PARTNERS, INC.
September 6, 2013 - July 17, 2014
ROBERT W. BAIRD & CO. INCORPORATED
July 2, 2012 - June 14, 2013
VIRTU AMERICAS LLC
November 3, 2009 - July 2, 2012
KNIGHT CAPITAL AMERICAS, L.P.
April 3, 2002 - March 18, 2008
LEHMAN BROTHERS INC.
August 24, 1999 - April 1, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 15, 1998 - September 1, 1998
SALOMON BROTHERS INC.
March 26, 1990 - July 20, 1999
CITIGROUP GLOBAL MARKETS INC.
February 18, 1988 - April 12, 1990
NATWEST SECURITIES CORPORATION
September 10, 1987 - February 25, 1988
FAHNESTOCK INTERNATIONAL INC.
March 18, 1985 - September 1, 1987
MABON, NUGENT & CO.
May 27, 1983 - August 18, 1983
PRESCOTT, BALL & TURBEN, INC.
March 1, 1982 - March 24, 1983
CANTOR FITZGERALD & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FNEX CAPITAL, LLC
CRD#: 166316 / SEC#: , 8-69199
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
