Mark C. Macqueen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Cordes Macqueen was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1982. Mark had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2002 - November 24, 2009
SAGE FINANCIAL, LLC
March 29, 1999 - September 28, 1999
INSTITUTIONAL EQUITY CORPORATION
April 7, 1997 - September 9, 2020
SAGE ADVISORY SERVICES LTD CO
April 18, 1995 - April 8, 1997
TEJAS SECURITIES GROUP, INC.
April 3, 1991 - April 24, 1995
APS FINANCIAL CORPORATION
January 21, 1982 - April 10, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
SAGE FINANCIAL, LLC
CRD#: 115929 / SEC#: , 8-53524
Contact information
Documents
Red Flags
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