John J. Kelleher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Joseph Kelleher JR, who also goes by Jack Kelleher Jr, Jack Kelleher, John Joseph Kelleher, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1982. John had worked at 4 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 1989 - October 6, 1992
ROBINSON & ROBINSON, INC.
July 19, 1988 - July 29, 1989
FINANCIAL SQUARE PARTNERS
August 18, 1987 - June 27, 1988
HAMBRECHT & QUIST LLC
February 25, 1982 - February 25, 1983
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ROBINSON & ROBINSON, INC.
CRD#: 3199 / SEC#: , 8-17109
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
