Michael P. Balkin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Phillip Balkin, who also goes by Michael Balkin, Mike Balkin, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1991. Michael had worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 14, 2022 - June 11, 2025
UHLMANN PRICE SECURITIES, LLC
February 5, 2010 - December 31, 2020
WILLIAM BLAIR
September 12, 2008 - December 31, 2020
WILLIAM BLAIR
January 31, 1991 - April 21, 2005
WILLIAM BLAIR
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
UHLMANN PRICE SECURITIES, LLC
CRD#: 42854 / SEC#: , 8-50041
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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