Thomas W. Kill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas William Kill JR was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1982. Thomas had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 15, 1988 - May 23, 1989
FIRST WILSHIRE SECURITIES, INC.
May 30, 1986 - February 18, 1987
SUTRO & CO. INCORPORATED
July 20, 1984 - June 16, 1986
INVESTORS INTERNATIONAL SECURITIES, INC.
April 29, 1982 - April 24, 1984
FIRST WILSHIRE SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FIRST WILSHIRE SECURITIES, INC.
CRD#: 6609 / SEC#: , 8-17742
Contact information
Disclosures
| Regulatory Event | 15 |
| Civil Event | 2 |
Red Flags
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