Antonios G. Poleondakis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Antonios George Poleondakis, who also goes by Antonios G Poleondakis, Tony Poleondakis, was a registered financial professional .
Antonios is a previously registered financial professional and started their career in finance in 1982. Antonios had worked at 13 firms and has passed the Series 65, Series 63, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 12, 2011 - December 12, 2012
PATRICK CAPITAL MARKETS, LLC
March 17, 2011 - July 11, 2011
SAXONY SECURITIES, INC.
January 7, 2011 - April 6, 2011
PATRICK CAPITAL MARKETS, LLC
November 20, 2009 - December 31, 2010
FIRST INDEPENDENT FINANCIAL SERVICES, INC.
January 27, 2009 - December 31, 2009
FORTUNE FINANCIAL SERVICES, INC.
June 20, 2007 - September 22, 2008
PRINCIPAL SECURITIES, INC.
February 5, 2003 - December 31, 2008
PRINCIPAL FUNDS DISTRIBUTOR, INC.
May 13, 2002 - November 18, 2002
ALLIANCEBERNSTEIN L.P.
November 20, 2001 - November 18, 2002
SANFORD C. BERNSTEIN & CO., LLC
November 3, 1987 - October 26, 2001
ALLIANCEBERNSTEIN INVESTMENTS, INC.
September 7, 1985 - December 15, 1986
VESTAX SECURITIES CORPORATION
May 2, 1984 - October 13, 1984
MORGAN STANLEY DW INC.
April 13, 1982 - May 29, 1984
UBS FINANCIAL SERVICES INC.
January 26, 1982 - April 22, 1982
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PATRICK CAPITAL MARKETS, LLC
CRD#: 16518 / SEC#: , 8-34099
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAXONY FINANCIAL HOLDINGS, LLC. | SOLE OWNER/ MEMBER | |
| CLARK, BRIAN LESLEY | PRESIDENT, CEO, AND CFO | 4802438 |
| KLUMP, RYAN CHRISTOPHER | SENIOR VICE PRSIDENT | 4762698 |
| MATARAZZI, NATHAN DOMENICO | FINOP, POO AND PFO | 4827090 |
| MITCHELL, JARAD BYRAM | COO | 4811305 |
| WEBSTER, TERRANCE MICHAEL | CHIEF COMPLIANCE OFFICER | 6826889 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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