Timothy T. Heck
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Thomas Heck was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1982. Timothy had worked at 4 firms and has passed the Series 63, Series 7, Series 22, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 15, 1987 - June 29, 1987
LINSCO FINANCIAL GROUP, INC.
August 8, 1984 - August 16, 1988
DECKER, ZENDER, PELMAN & CO.
October 13, 1983 - January 15, 1987
RADFORD CAPITAL CORPORATION
March 11, 1982 - October 1, 1983
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LINSCO FINANCIAL GROUP, INC.
CRD#: 524 / SEC#: , 8-14000
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
