William Gerard Mckenna
Professional Summary
William Gerard Mckenna is a registered financial advisor currently at PROVENANCE WEALTH ADVISORS located in Mason, Ohio and PWA SECURITIES, LLC located in Mason, Ohio. William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. William has worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
xxxxx@xxxx.xxx
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Disclosures on record.
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Years of Experience
44 years in the financial services industry
Current & Past Employments
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Current Firm
PROVENANCE WEALTH ADVISORS | PROVENANCE WEALTH ADVISORS, LLC
Contact Information
Main Address
200 East Las Olas Boulevard 19th Floor, Fort Lauderdale, FL 33301Phone Number
(954) 712-8888# of Employees
52SEC notice filing (32 States and Territories)
Registered to provide investment advisory services in 32 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
3,820AUM (Assets Under Management)
$3,627,176,290Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
PROVENANCE WEALTH ADVISORS | PROVENANCE WEALTH ADVISORS, LLC
State Registrations and Notice Filings
(6/18/2013)
(10/30/2025)
(8/28/2023)
(12/20/2024)
(8/25/2023)
(6/28/2024)
(8/28/2026)
(8/25/2023)
(8/25/2023)
(7/25/2024)
(12/20/2024)
(4/8/2013)
(8/25/2023)
(8/25/2023)
(8/25/2023)
(3/1/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed Apr 1982About the Series 22 examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 1982About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view William Gerard Mckenna's CRS (Customer Relationship Summary).
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