David R. Colglazier

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CRD#: 1029660

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David Ricky Colglazier, who also goes by D Rick Colglazier, Rick Colglazier, was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 1982. David had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

D Rick Colglazier | Rick Colglazier

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 8, 2019 - December 31, 2021

PRIME CAPITAL FINANCIAL

RIA

CRD#: 288712

Columbus, IN

Past

April 10, 2007 - August 8, 2019

CREATIVE FINANCIAL DESIGNS, INC.

RIA

CRD#: 109032

COLUMBUS, IN

Past

April 3, 2007 - August 8, 2019

CFD INVESTMENTS, INC.

CRD#: 25427

COLUMBUS, IN

Past

April 12, 2001 - July 12, 2006

PRIVATE CONSULTING GROUP, INC.

CRD#: 45053

COLUMBUS, IN

Past

July 10, 2000 - April 20, 2001

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

AUSTIN, TX

Past

January 4, 2000 - July 10, 2000

PRIVATE CONSULTING GROUP, INC.

CRD#: 45053

PORTLAND, OR

Past

February 11, 1999 - July 12, 2006

PRIVATE CONSULTING GROUP, INC.

RIA

CRD#: 45053

COLUMBUS, IN

Past

November 3, 1982 - October 15, 1999

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

April 16, 1982 - January 2, 1988

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY

CRD#: 2682

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRIME CAPITAL FINANCIAL

CRD#: 288712 / SEC#: 801-110709

RIA

Registered Investment Advisory firm - (6/23/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/7/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/16/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/23/1998

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 12/11/1984

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 4/15/1982

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PRIME CAPITAL FINANCIAL

CRD#: 288712 / SEC#: 801-110709

RIA

Registered Investment Advisory firm - (6/23/2017 Approved)

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Contact information

Main Address

6201 College Blvd. Suite #150, Overland Park, KS 66211

Mailing Address

Phone number

(800) 493-6226

Established

Firm type

Fiscal year end

# of Employees

387

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PCF FORM ADV PART 2A 06-2025 (REVISED 060625) (6/6/2025)

PCF FORM ADV 2A APPENDIX 1 - WRAP FEE BROCHURE FOR LIMITED ADVISORY SERVICES 06-2025 (REVISED 060625) (6/6/2025)

PCF FORM ADV PART 2A - RETIREMENT PLAN SERVICES 06-2025 (REVISED 060625) (6/6/2025)

PCF FORM ADV 2A APPENDIX 1 - WRAP FEE BROCHURE FOR ASSET MANAGEMENT SERVICES 03-2025 (REVISED 030625) (3/6/2025)

Regulatory assets under management

Total Number of Accounts	44,399
AUM (Assets Under Management)	$ 30,111,066,570

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David R. Colglazier

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CREATIVE FINANCIAL DESIGNS, INC.

CFD INVESTMENTS, INC.

PRIVATE CONSULTING GROUP, INC.

KESTRA INVESTMENT SERVICES, LLC

PRIVATE CONSULTING GROUP, INC.

PRIVATE CONSULTING GROUP, INC.

MML INVESTORS SERVICES, LLC

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY

Primary Firm SEC Registration

PRIME CAPITAL FINANCIAL

State Registrations and Notice Filings

Exams

Series 65

Date: 3/7/2005

Series 63

Date: 8/16/1984

SIE

Date: 10/1/2018

Series 7

Date: 7/23/1998

Series 22

Date: 12/11/1984

Series 6

Date: 4/15/1982

Current Firm

PRIME CAPITAL FINANCIAL

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PRIME CAPITAL FINANCIAL

TRUST BUT VERIFY

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