Andrew G. Ciraldo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Gregory Ciraldo was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1987. Andrew had worked at 8 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 5 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 19, 2012 - April 8, 2016
MIKUS CAPITAL MANAGEMENT, INC.
May 19, 2003 - April 18, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 10, 2002 - April 18, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 28, 2000 - July 19, 2002
HSBC SECURITIES (USA) INC.
April 2, 1997 - March 27, 2000
PERSHING LLC
February 22, 1996 - April 2, 1997
BNP PARIBAS SECURITIES CORP.
May 28, 1991 - November 21, 1995
EASTBRIDGE CAPITAL INC.
January 29, 1991 - April 19, 1991
UBS SECURITIES LLC
June 18, 1987 - November 15, 1990
SCHRODER & CO. INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 5
Date: 10/15/1981
Interest Rate Options ExaminationCurrent Firm
MIKUS CAPITAL MANAGEMENT, INC.
CRD#: 113636 / SEC#: 801-61996
Contact information
Red Flags
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