Robert J. Kecseg

LAS COLINAS CAPITAL MANAGEMENT

Winnsboro, TX

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CRD#: 1029546

Professional summary

Robert John Kecseg is a registered financial advisor currently at LAS COLINAS CAPITAL MANAGEMENT, LLC located in Winnsboro, Texas.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Robert has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 16, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert John Kecseg's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 4, 2008 - Present

LAS COLINAS CAPITAL MANAGEMENT, LLC

RIA

CRD#: 145597

Winnsboro, TX

Past

March 6, 2001 - December 31, 2007

EXECUTIVE ADVISORS, INC.

RIA

CRD#: 114867

IRVING, TX

Past

October 23, 1995 - December 31, 2020

FIRST RESEARCH FINANCIAL

CRD#: 27915

WINNSBORO, TX

Past

July 9, 1984 - October 19, 1995

HILLTOP SECURITIES INC.

CRD#: 6220

DALLAS, TX

Past

January 26, 1982 - July 6, 1984

PRINCIPAL FINANCIAL SECURITIES,INC.

CRD#: 260

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/4/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/31/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/30/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 16

Date: 4/11/1994

NYSE Supervisory Analyst Examination

General Industry/Product Exam

Series 7

Date: 1/16/1982

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/2/1985

General Securities Principal Examination

Current Firm

LAS COLINAS CAPITAL MANAGEMENT, LLC

FIRST RESEARCH FINANCIAL | LAS COLINAS CAPITAL MANAGEMENT, LLC

CRD#: 145597 / SEC#: 801-68515

RIA

Registered Investment Advisory firm - (9/18/2009 Terminated)

Nevada

Registered Investment Advisory firm - (12/31/2010 Terminated)

Texas

Registered Investment Advisory firm - (8/24/2009 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Winnsboro, TX

Mailing Address

Phone number

(972) 887-9380

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	18
AUM (Assets Under Management)	$ 2,208,460

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert J. Kecseg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert John Kecseg's CRS (Customer Relationship Summary).

Certified licenses

Experience

EXECUTIVE ADVISORS, INC.

FIRST RESEARCH FINANCIAL

HILLTOP SECURITIES INC.

PRINCIPAL FINANCIAL SECURITIES,INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/31/2001

Series 63

Date: 12/30/1981

SIE

Date: 10/1/2018

Series 16

Date: 4/11/1994

Series 7

Date: 1/16/1982

Series 24

Date: 12/2/1985

Current Firm

LAS COLINAS CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LAS COLINAS CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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