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Robert John Kecseg

LAS COLINAS CAPITAL MANAGEMENT
WINNSBORO, TX
·CRD# 1029546·44 years experience

Professional Summary

Robert John Kecseg is a registered financial advisor currently at LAS COLINAS CAPITAL MANAGEMENT, LLC located in Winnsboro, Texas. Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Robert has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 16, Series 7 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

LAS COLINAS CAPITAL MANAGEMENT, LLC·CRD# 145597
RIA
Winnsboro, TX
January 4, 2008 - Present
EXECUTIVE ADVISORS, INC.·CRD# 114867
RIA
Irving, TX
March 6, 2001 - December 31, 2007
FIRST RESEARCH FINANCIAL·CRD# 27915
BD
Winnsboro, TX
October 23, 1995 - December 31, 2020
HILLTOP SECURITIES INC.·CRD# 6220
BD
Dallas, TX
July 9, 1984 - October 19, 1995
PRINCIPAL FINANCIAL SECURITIES,INC.·CRD# 260
BD
January 26, 1982 - July 6, 1984

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Current Firm

LC
LAS COLINAS CAPITAL MANAGEMENT, LLC

FIRST RESEARCH FINANCIAL | LAS COLINAS CAPITAL MANAGEMENT, LLC

CRD#: 145597 / SEC#: 801-68515
RIA
Registered Investment Advisory firm - SEC (9/18/2009 Terminated)
Nevada
Registered Investment Advisory firm - Nevada (12/31/2010 Terminated)
Texas
Registered Investment Advisory firm - Texas (8/24/2009 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

Winnsboro, TX

Phone Number

(972) 887-9380

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

14

AUM (Assets Under Management)

$2,047,921

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Texas
(1/4/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 2001About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1981About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 16 — NYSE Supervisory Analyst Examination

Passed Apr 1994About the Series 16 exam

Series 7 — General Securities Representative Examination

Passed Jan 1982About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 1985About the Series 24 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Robert John Kecseg's CRS (Customer Relationship Summary).

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