MC
Michael D. Cavendish
AXXCESS WEALTH MANAGEMENT
BECKLEY, WV 25801
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CRD#: 1029421
MC
Professional summary
Michael Dean Cavendish is a registered financial advisor currently at AXXCESS WEALTH MANAGEMENT, LLC located in Beckley, West Virginia.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Michael has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 9, Series 10 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. BECKLEY AREA FOUNDATION, INVESTMENT- RELATED, BECKLEY, WV, CHARITABLE ORGANIZATION, INVESTMENT COMMITTEE MEMBER, START 7/1/2016, .5 HOURS PER MONTH, ZERO DURING TRADING, ATTEND BOARD MEETINGS 2. VANDALIA WEALTH MANAGEMENT, INVESTMENT RELATED, BECKLEY, WV, DBA FOR INVESTMENT ADVISORY BUSINESS WITH AXXCESS WEALTH MANAGEMENT, LLC, START 6/2023, 200 HRS PER MONTH, 130 HRS DURING TRADING, INVESTMENT ADVISOR REPRESENTATIVE IN FEE-BASED RIA. 3. INSURANCE, NOT INVESTMENT-RELATED, BECKLEY, WV, INSURANCE, AGENT, START 7/2021, APPROXIMATELY 10% OF TIME PER MONTH DURING SECURITIES TRADING HOURS, SALES OF ACCIDENT, HEALTH, SICKNESS, LIFE, VARIABLE LIFE, AND VARIABLE ANNUITY INSURANCE
CRS (Client Relationship Summary) - RIA
Click below to view Michael Dean Cavendish's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 30, 2023 - Present
AXXCESS WEALTH MANAGEMENT, LLC
Office #1: 101 N. Kanawha St Suite 301, Beckley, WV 25801RIA
CRD#: 164081
BECKLEY, WV
Past
October 1, 1999 - October 5, 2023
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
BECKLEY, WV
Past
December 7, 1990 - October 5, 2023
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
BECKLEY, WV
Past
January 21, 1982 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
BD
CRD#: 6124
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AXXCESS WEALTH MANAGEMENT, LLC
ALTA PRIVATE WEALTH | WILLIAMSON LEGACY GROUP | VANDALIA WEALTH MANAGEMENT | THE ZANDBERGEN GROUP | SILVERSTONE PRIVATE WEALTH | SEWALSON MILAZZO FINANCIAL CONSULTING GROUP | SENTRY PACIFIC FINANCIAL GROUP | ROUTE 20 PRIVATE WEALTH | PROVIDENCE WEALTH MANAGEMENT | PATHFINDER WEALTH ADVISORS | PATHFINDER | OUTWING PRIVATE WEALTH MANAGEMENT | OSPREY CAPITAL PARTNERS LLC | OPTIMIZED WEALTH STRATEGIES | MK CAPITAL ADVISORS, LLC | MAGNOLIA CAPITAL MANAGEMENT | MADDIX WEALTH MANAGEMENT | LIFETIME WEALTH SOLUTIONS | LA WEALTH ADVISORS | JENNIFER P. EASLEY, CFP | INVESTATE WEALTH MANAGEMENT | E AND E FINANCIAL | DONAHUGH WEALTH | COLLIER SUSTAINABLE WEALTH MANAGEMENT | AXXCESS WEALTH MANAGEMENT, LLC | ASSET PRESERVATION STRATEGIES | ASCENDANT CAPITAL MANAGEMENT, LLC | AMBROSINI WEALTH
CRD#: 164081 / SEC#: 801-76763
RIA
Registered Investment Advisory firm - (6/6/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(11/14/2024)
IAR
West Virginia(6/30/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 2/2/1988
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
AW
AXXCESS WEALTH MANAGEMENT, LLC
ALTA PRIVATE WEALTH | WILLIAMSON LEGACY GROUP | VANDALIA WEALTH MANAGEMENT | THE ZANDBERGEN GROUP | SILVERSTONE PRIVATE WEALTH | SEWALSON MILAZZO FINANCIAL CONSULTING GROUP | SENTRY PACIFIC FINANCIAL GROUP | ROUTE 20 PRIVATE WEALTH | PROVIDENCE WEALTH MANAGEMENT | PATHFINDER WEALTH ADVISORS | PATHFINDER | OUTWING PRIVATE WEALTH MANAGEMENT | OSPREY CAPITAL PARTNERS LLC | OPTIMIZED WEALTH STRATEGIES | MK CAPITAL ADVISORS, LLC | MAGNOLIA CAPITAL MANAGEMENT | MADDIX WEALTH MANAGEMENT | LIFETIME WEALTH SOLUTIONS | LA WEALTH ADVISORS | JENNIFER P. EASLEY, CFP | INVESTATE WEALTH MANAGEMENT | E AND E FINANCIAL | DONAHUGH WEALTH | COLLIER SUSTAINABLE WEALTH MANAGEMENT | AXXCESS WEALTH MANAGEMENT, LLC | ASSET PRESERVATION STRATEGIES | ASCENDANT CAPITAL MANAGEMENT, LLC | AMBROSINI WEALTH
CRD#: 164081 / SEC#: 801-76763
RIA
Registered Investment Advisory firm - (6/6/2012 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6005 Hidden Valley Road Suite 290, Carlsbad, CA 92011
Mailing Address
Phone number
(858) 217-5347
Established
Firm type
Fiscal year end
# of Employees
86
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 22,242 |
| AUM (Assets Under Management) | $ 6,329,396,180 |
Red Flags
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