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Daniel Patrick Deighan

CRD# 1029361·Registered 1985 - 2011
Previously Registered: Being a previously registered professional could mean that Daniel is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Daniel Patrick Deighan, who also goes by Dan Deighan, was a registered financial advisor. Daniel was a previously registered financial advisor and started their career in finance 1985 - 2011. Daniel had worked at 8 firms and has passed the Series 63, Series 7, Series 22, Series 6 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Dan Deighan

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

BOOGIE INVESTMENT GROUP, INC.·CRD# 142200
BD
Melbourne, FL
January 24, 2007 - September 28, 2011
COBALT CAPITAL, INC.·CRD# 136161
BD
Lake Mary, FL
November 2, 2006 - March 5, 2007
CAMBRIDGE INVESTMENT RESEARCH, INC.·CRD# 39543
BD
Melbourne, FL
August 25, 2003 - November 2, 2006
CADARET, GRANT & CO., INC.·CRD# 10641
BD
Syracuse, NY
May 11, 1995 - December 31, 2002
DEIGHAN FINANCIAL ADVISORS, INC.·CRD# 112083
RIA
Melbourne, FL
October 11, 1991 - December 31, 2004
DEIGHAN FINANCIAL ADVISORS, INC.·CRD# 112083
RIA
Melbourne, FL
October 11, 1991 - April 1, 2013
TRANSAMERICA SECURITIES SALES CORPORATION·CRD# 17970
BD
Los Angeles, CA
March 6, 1987 - May 12, 1995
TRANSAMERICA FINANCIAL ADVISORS, INC.·CRD# 3600
BD
Los Angeles, CA
October 7, 1985 - May 12, 1995
G. R. PHELPS & CO., INC.·CRD# 173
BD
April 9, 1985 - September 12, 1985

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Current Firm

BI
BOOGIE INVESTMENT GROUP, INC.

BOOGIE INVESTMENT GROUP, INC.

CRD#: 142200 / SEC#: 8-67439
BD
Terminated by SEC on 11/27/2011

Contact Information

Established

Florida since 12/06/2005

Firm Type

Corporation

Fiscal Year End

June

Documents

Direct owners and executive officers

NamePositionCRD#
DEIGHAN, DANIEL PATRICKPRESIDENT/CEO/CCO1029361
BROWN, MICHAEL OWENFINOP/CHIEF FINANCIAL OFFICER1658070

Disclosures

Arbitration

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1994About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jun 1989About the Series 7 exam

Series 22 — Direct Participation Programs Representative Examination

Passed May 1986About the Series 22 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Apr 1985About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Jul 1990About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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