Malcolm Kanan
Professional summary
Malcolm Kanan was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Malcolm is a previously registered financial professional and started their career in finance in 1982. Prior to being barred, Malcolm had worked at 8 firms, which includes KENNETH JEROME & CO.INC., KERN SUSLOW SECURITIES INC., TRIPP & CO. INC., LEGEND MERCHANT GROUP INC., DOMESTIC ARBITRAGE GROUP INC., BROWN KNAPP & COMPANY INC., KANAN SECURITIES INC., M. RIMSON & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 1995 - November 16, 2016
KENNETH, JEROME & CO.,INC.
January 11, 1993 - May 11, 1995
KERN, SUSLOW SECURITIES, INC.
July 17, 1990 - November 25, 1992
TRIPP & CO., INC.
December 20, 1988 - February 27, 1990
LEGEND MERCHANT GROUP, INC.
August 18, 1986 - November 4, 1987
DOMESTIC ARBITRAGE GROUP, INC.
February 27, 1985 - June 17, 1986
BROWN, KNAPP & COMPANY, INC.
August 16, 1983 - November 30, 1984
KANAN SECURITIES, INC.
January 26, 1982 - March 26, 1984
M. RIMSON & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
KENNETH, JEROME & CO.,INC.
CRD#: 15541 / SEC#: , 8-32361
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
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