Robert C. Dean
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Corbly Dean, who also goes by Bob Dean, Bobby Dean, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1982. Robert had worked at 5 firms and has passed the Series 63, Series 5, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 23, 1988 - July 10, 1989
MERIDIAN, DUNHILL & CO., INC.
December 24, 1987 - June 28, 1988
INVESTOCK & CO., INC.
July 9, 1986 - June 16, 1987
RAYMOND JAMES & ASSOCIATES, INC.
March 15, 1984 - July 29, 1986
CITIGROUP GLOBAL MARKETS INC.
January 26, 1982 - February 24, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 3/2/1982
Interest Rate Options ExaminationCurrent Firm
MERIDIAN, DUNHILL & CO., INC.
CRD#: 15294 / SEC#: , 8-31954
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
