Paul R. Kinsch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Richard Kinsch was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1982. Paul had worked at 10 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 24, 2002 - September 30, 2004
SAXONY SECURITIES, INC.
June 5, 1995 - July 3, 2002
NATIONAL SECURITIES CORPORATION
January 3, 1994 - February 17, 1994
MERIT CAPITAL ASSOCIATES, INC.
May 3, 1993 - June 5, 1995
G.R. STUART & COMPANY, INC.
October 23, 1991 - August 25, 1993
JW GENESIS CLEARING CORP.
March 4, 1988 - November 1, 1991
PRUDENTIAL EQUITY GROUP, LLC
June 7, 1985 - February 22, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 2, 1984 - June 12, 1985
DREXEL BURNHAM LAMBERT INCORPORATED
October 11, 1982 - March 26, 1984
CIBC WORLD MARKETS CORP.
March 2, 1982 - October 12, 1982
BURTON J. VINCENT, CHESLEY & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SAXONY SECURITIES, INC.
CRD#: 115547 / SEC#: , 8-53490
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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