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KC

Kenneth Cutler

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CRD#: 1029063
KC

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kenneth Cutler was a registered financial professional .

Kenneth is a previously registered financial professional and started their career in finance in 1982. Kenneth had worked at 6 firms and has passed the Series 63, Series 7, Series 24 and Series 4 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

April 10, 1986 - March 13, 1991

GUARDIAN INTERNATIONAL SECURITIES CORP.

BD
CRD#: 8454
Past

February 4, 1985 - January 1, 1986

BRODIS SECURITIES INCORPORATED

BD
CRD#: 1135
Past

November 13, 1984 - January 1, 1985

CROWN FINANCIAL GROUP, INC.

BD
CRD#: 540
Past

July 12, 1984 - November 23, 1984

VANDERBILT SECURITIES, INC.

BD
CRD#: 14280
Past

July 13, 1983 - June 7, 1984

FIRST INTERWEST SECURITIES CORPORATION

BD
CRD#: 13492
Past

January 26, 1982 - July 18, 1983

BLINDER, ROBINSON & CO., INC.

BD
CRD#: 5096

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 8/6/1982
Uniform Securities Agent State Law Examination
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


GI
GUARDIAN INTERNATIONAL SECURITIES CORP.
GUARDIAN DISCOUNT SECURITIES, INC. | GUARDIAN INTERNATIONAL SECURITIES CORP.

CRD#: 8454 / SEC#: , 8-25337

BD
Expelled by FINRA on 06/05/1992
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Contact information


Main Address
Mailing Address
Phone number
Established
Florida since 09/25/1989
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


GUARDIAN INTERNATIONAL SECURITIES CORP.

CRD#: 8454

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