Thomas J. Sculley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas John Sculley JR, who also goes by Thomas Jr John Sculley, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1982. Thomas had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 6, 2012 - April 7, 2016
AIG GLOBAL CAPITAL MARKETS SECURITIES, LLC
February 21, 2002 - October 11, 2007
UNICREDIT CAPITAL MARKETS LLC
May 22, 2000 - November 27, 2000
PRUDENTIAL EQUITY GROUP, LLC
February 16, 1995 - April 24, 2000
DEUTSCHE BANK SECURITIES INC.
May 16, 1984 - January 18, 1995
KIDDER, PEABODY & CO. INCORPORATED
January 21, 1982 - June 18, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
AIG GLOBAL CAPITAL MARKETS SECURITIES, LLC
CRD#: 157767 / SEC#: , 8-68860
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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