Randall P. Ruggaard

RUGGAARD & ASSOCIATES

Hudson, OH 44236

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CRD#: 1028988

Professional summary

Randall Paul Ruggaard, CFP®, who also goes by Randy Ruggaard, is a registered financial advisor currently at RUGGAARD & ASSOCIATES located in Hudson, Ohio.

Randall is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Randall has worked at 2 firms and has passed the Series 63, Series 7, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Randy Ruggaard

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randall Paul Ruggaard's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1986

Experience

Current

January 14, 2002 - Present

RUGGAARD & ASSOCIATES

Office #1: 110 W Streetsboro St. Suite 1a, Hudson, OH 44236

RIA

CRD#: 107489

Hudson, OH

Past

February 25, 1982 - December 15, 1988

NEW ENGLAND SECURITIES

CRD#: 615

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RUGGAARD & ASSOCIATES

RUGGAARD & ASSOCIATES | RUGGAARD & ASSOCIATES, LLC | RUGGAARD & ASSOCIATES, INC. | RUGGAARD & ASSOCIATES INC

CRD#: 107489 / SEC#: 801-43618

RIA

Registered Investment Advisory firm - (3/31/1993 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(7/18/2022)

IAR

Ohio
(1/14/2002)

IAR

Texas
(1/10/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/5/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/16/1983

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 6/18/1982

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 2/17/1982

Investment Company Products/Variable Contracts Representative Examination

Current Firm

RUGGAARD & ASSOCIATES

RUGGAARD & ASSOCIATES | RUGGAARD & ASSOCIATES, LLC | RUGGAARD & ASSOCIATES, INC. | RUGGAARD & ASSOCIATES INC

CRD#: 107489 / SEC#: 801-43618

RIA

Registered Investment Advisory firm - (3/31/1993 Approved)

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Contact information

Main Address

110 W Streetsboro St. Suite 1a, Hudson, OH 44236

Mailing Address

Phone number

(330) 487-5888

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025-03-25 RUGGAARD & ASSOCIATES FORM ADV PART 2A (3/25/2025)

Regulatory assets under management

Total Number of Accounts	945
AUM (Assets Under Management)	$ 346,919,733

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Randall P. Ruggaard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randall Paul Ruggaard's CRS (Customer Relationship Summary).

Certified licenses

Experience

RUGGAARD & ASSOCIATES

NEW ENGLAND SECURITIES

Primary Firm SEC Registration

RUGGAARD & ASSOCIATES

State Registrations and Notice Filings

Exams

Series 63

Date: 11/5/1987

Series 7

Date: 7/16/1983

Series 22

Date: 6/18/1982

Series 6

Date: 2/17/1982

Current Firm

RUGGAARD & ASSOCIATES

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RUGGAARD & ASSOCIATES

TRUST BUT VERIFY

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