Robert P. Lipp
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Paul Lipp, who also goes by Bob Lipp, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1982. Robert had worked at 11 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 7, Series 15, Series 5, Series 52, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 2018 - August 6, 2019
ZEUS FINANCIAL, LLC
September 27, 2010 - August 2, 2011
PIERPONT CAPITAL ADVISORS LLC
May 27, 2003 - December 5, 2003
SCOTT & STRINGFELLOW, LLC
February 22, 1991 - May 5, 1995
MERIDIAN SECURITIES, INC.
October 18, 1988 - January 30, 1989
M.G.S.I. SECURITIES, INC.
March 8, 1988 - April 19, 1988
FIRST STATE INVESTMENTS, INC.
May 1, 1987 - February 8, 1988
GOVERNMENT SECURITIES DEALERS
March 25, 1986 - February 18, 1988
DREXEL BURNHAM LAMBERT INCORPORATED
September 26, 1985 - October 1, 1985
RCM GOVERNMENT SECURITIES, INC.
April 13, 1983 - November 24, 1987
FAIC SECURITIES, INC.
February 10, 1982 - March 12, 1982
ALLIED SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 11/3/2018
General Securities Representative ExaminationSeries 15
Date: 3/31/1986
Foreign Currency Options ExaminationSeries 5
Date: 3/31/1986
Interest Rate Options ExaminationCurrent Firm
ZEUS FINANCIAL, LLC
CRD#: 18192 / SEC#: , 8-36214
Contact information
FINRA licenses (30 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BUTKEVITS, LETICIA VERA | MEMBER | 6717105 |
| ORCHID BAY FINANCIAL HOLDINGS, LLC | MEMBER | |
| ACHILLE, RALPH | CCO | 5875142 |
| BUTKEVITS, VINCENT WILLIAM III | CEO | 1818987 |
| KUMAR, PARDEEP | MANAGING DIRECTOR | 5214503 |
| PISCATELLI, DAVID ANTHONY | COO | 4027320 |
| SHUMBERG, IVANA MARCELLA | FINOP/PFO | 3167225 |
| TROUSDALE, LAUREN NICOLE | FINOP/POO | 5622407 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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