Andrew M. Weaver
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Macfarlane Weaver was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1982. Andrew had worked at 11 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 3, 2015 - January 2, 2018
CURI CAPITAL, LLC
October 31, 2008 - February 4, 2014
PIPER SANDLER & CO.
June 3, 2003 - May 7, 2008
BNP PARIBAS SECURITIES CORP.
September 22, 1998 - December 10, 2002
ABN AMRO INCORPORATED
September 22, 1994 - December 19, 1997
CITIGROUP GLOBAL MARKETS INC.
September 23, 1991 - September 26, 1994
KIDDER, PEABODY & CO. INCORPORATED
May 29, 1991 - September 25, 1991
MARK TWAIN BROKERAGE SERVICES, INC.
January 22, 1990 - June 13, 1991
LEHMAN SPECIAL SECURITIES INC.
January 22, 1990 - June 13, 1991
LEHMAN GOVERNMENT SECURITIES INC.
January 22, 1990 - June 13, 1991
LEHMAN BROTHERS INC.
January 26, 1982 - January 4, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
CURI CAPITAL, LLC
CRD#: 134249 / SEC#: 801-63939
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CURI CAPITAL, LLC
CRD#: 134249 / SEC#: 801-63939
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,209 |
| AUM (Assets Under Management) | $ 9,830,680,915 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/01/2025 | ||
| 11/27/2024 | ||
| 10/27/2023 | ||
| 09/26/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
