Gary W. Lisenbee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Wayne Lisenbee, who also goes by Gary W. Lisenbee, was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1982. Gary had worked at 3 firms and has passed the Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 8, 2015 - August 1, 2024
ARISTOTLE CAPITAL MANAGEMENT, LLC
December 23, 1999 - December 8, 2014
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC
March 30, 1982 - May 25, 1982
LPL FINANCIAL LLC
Primary Firm SEC Registration
ARISTOTLE CAPITAL MANAGEMENT, LLC
CRD#: 109876 / SEC#: 801-60014
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ARISTOTLE CAPITAL MANAGEMENT, LLC
CRD#: 109876 / SEC#: 801-60014
Contact information
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,904 |
| AUM (Assets Under Management) | $ 43,833,669,241 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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