DW
David A. Wexler
M HOLDINGS SECURITIES
Boynton Beach, FL
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CRD#: 1028649
DW
Professional summary
David Alan Wexler, who also goes by David Alan Wxexler, is a registered financial advisor currently at M HOLDINGS SECURITIES, INC. located in Boynton Beach, Florida.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. David has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David Alan Wxexler
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Freedman Risk Management, LLC; www.freedmanriskmanagement.com; 12/5/2016; Partner; Personal lines P&C insurance for high net worth market; Not Investment Related; 10 hours/month, 10 hours/month during business hours; Ownership, profits. 2) Greenberg Wexler & Eig, LLC; 4600 East West Highway, Suite 875, Bethesda, MD 20878; 12/1/2016; Partner; Life settlements; Life settlement provider and buyer of policies; Investment Related; 160 hours/month; 160 hours/month during business hours; Commissions. 3) Elizabeth D Snyder Receiving Trust; 5200 Battery Lane, Bethesda MD 20814; Irrevocable Receiver Trust; Not Investment Related; Trust Protector; Appoint a Successor Trust Protector, Fill the vacancy of a trustee if no provision is made, and Modify the trust if it is prudent to do so; 12/15/2023; 1 hour per month; 1 hour per month during trading hours. 4) Sarah Brook Snyder Receiving Trust; 5200 Battery Lane, Bethesda MD 20814; Irrevocable Trust; Not Investment-Related; Trust Protector; Appoint Successor Trust Protector, fill vacancy of trustee if no provision is made, modify trust if prudent to do so; 12/23/2023; 0 hours per month; 0 hours per month during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view David Alan Wexler's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view David Alan Wexler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 13, 2005 - Present
M HOLDINGS SECURITIES, INC.
Office #2: 7315 Wisconsin Avenue Suite 250 E, Bethesda, MD 20814RIA
BD
CRD#: 43285
Boynton Beach, FL
Current
September 14, 2001 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 7315 Wisconsin Avenue Suite 250 E, Bethesda, MD 20814RIA
BD
CRD#: 43285
Bethesda, MD
Past
June 19, 1991 - September 17, 2001
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
BOSTON, MA
Past
April 6, 1987 - March 9, 1998
WS GRIFFITH SECURITIES, INC.
BD
CRD#: 10410
Past
August 8, 1984 - March 9, 1998
WS GRIFFITH SECURITIES, INC.
BD
CRD#: 10410
HARTFORD, CT
Past
July 23, 1982 - July 6, 1984
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
Past
July 23, 1982 - July 6, 1984
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MH
M HOLDINGS SECURITIES, INC.
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
RIA
Registered Investment Advisory firm - SEC (3/14/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/14/2001)
RR
Colorado(9/14/2001)
RR
Connecticut(9/14/2001)
RR
Delaware(10/25/2012)
RR
District of Columbia(9/14/2001)
RR
Florida(2/1/2024)
RR
Maryland(9/14/2001)
IAR
Maryland(9/13/2005)
RR
New Jersey(6/17/2002)
RR
New York(9/14/2001)
RR
North Carolina(2/21/2018)
RR
South Dakota(8/27/2009)
RR
Texas(11/17/2021)
RR
Virginia(9/14/2001)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MH
M HOLDINGS SECURITIES, INC.
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
RIA
Registered Investment Advisory firm - SEC (3/14/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
1125 N.w. Couch Street Suite 900, Portland, OR 97209
Mailing Address
P.o. Box 2207, Portland, OR 97208-2207
Phone number
(888) 520-6784
Established
Oregon since 03/21/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,442
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| M FINANCIAL HOLDINGS INCORPORATED | EQUITY OWNER | |
| HANEY-JACKSON, LAURA ELIZABETH | VICE PRESIDENT - PRINCIPAL OPERATIONS OFFICER | 4771801 |
| LUDWIG, STEVEN CHARLES | CHIEF COMPLIANCE OFFICER | 2440911 |
| ROGERS, MARIA RENEE | PRINCIPAL FINANCIAL OFFICER | 2442526 |
| SCHOONMAKER, MICHAEL SKI | CHIEF EXECUTIVE OFFICER | 2408456 |
Regulatory assets under management
| Total Number of Accounts | 8,234 |
| AUM (Assets Under Management) | $ 4,078,516,284 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/10/2025 | ||
| 11/13/2024 | ||
| 08/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
