PL
Paul Lambert
GILL CAPITAL PARTNERS
DENVER, CO 80237
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CRD#: 1028631
PL
Professional summary
Paul Lambert, who also goes by Paul (nmn) Lambert, is a registered financial advisor currently at GILL CAPITAL PARTNERS, LLC located in Denver, Colorado.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Paul has worked at 7 firms and has passed the Series 63, Series 66, Series 72, SIE, Series 52, Series 62, Series 22, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Paul (nmn) Lambert
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PAUL LAMBERT, INC.; INVESTMENT RELATED; 425 S. CHERRY ST, SUITE 900, DENVER, CO 80246; PRESIDENT; SINCE JUNE 1987; 80 HRS PER MONTH, ALL DURING TRADING HOURS; PROVIDE CONSULTING IN THE AREAS OF FINANCIAL PLANNING, RETIREMENT PLANNING, EMPLOYEE BENEFITS PLANNING, EXECUTIVE COMPENSATION PLANNING, BUSINESS CONSULTING/SUCCESSION AND EXIT PLANNING, PORTFOLIO MANAGEMENT. W STREET, LLC; NON INVESTMENT-RELATED; MEMBER/PASSIVE INVESTOR IN POOLED INVESTMENT; SINCE SEPTEMBER 2019; 1.25 HOURS PER MONTH, ALL DURING TRADING HOURS; MEMBER AND PASSIVE INVESTOR IN POOLED INVESTMENT SET UP TO PURCHASE A PRESCHOOL AND REAL ESTATE.
CRS (Client Relationship Summary) - RIA
Click below to view Paul Lambert's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Paul Lambert's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 17, 2019 - Present
GILL CAPITAL PARTNERS, LLC
Office #1: 4582 S. Ulster St. Suite 1400, Denver, CO 80237Office #2: 4582 S. Ulster St. Suite 1400, Denver, CO 80237RIA
BD
CRD#: 14559
DENVER, CO
Current
April 17, 2019 - Present
GILL CAPITAL PARTNERS, LLC
Office #1: 4582 S Ulster Street Suite 1400, Denver, CO 80237Office #2: 4582 S. Ulster St. Suite 1400, Denver, CO 80237RIA
BD
CRD#: 14559
DENVER, CO
Past
March 12, 2007 - April 11, 2019
APW CAPITAL, INC.
BD
CRD#: 43814
DENVER, CO
Past
April 8, 2005 - February 27, 2007
UNITED SECURITIES ALLIANCE, INC.
BD
CRD#: 36487
DENVER, CO
Past
June 24, 2003 - April 11, 2005
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
July 27, 1999 - June 20, 2003
WALNUT STREET ADVISERS INC
RIA
CRD#: 109903
DENVER, CO
Past
January 1, 1999 - December 31, 2019
CHERRY STREET PARTNERS
RIA
CRD#: 111711
DENVER, CO
Past
June 3, 1987 - June 20, 2003
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
March 10, 1982 - June 15, 1987
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GC
GILL CAPITAL PARTNERS, LLC
CONCOURSE CAPITAL CORPORATION | MORRIS,MCCASLAND INVESTMENTS,INC. | GILL CAPITAL PARTNERS, LLC | GILL CAPITAL PARTNERS | GILL AND ASSOCIATES, INC. | GILL & ASSOCIATES, INC.
CRD#: 14559 / SEC#: 801-67301, 8-30563
RIA
Registered Investment Advisory firm - SEC (12/15/2006 Approved)Colorado
Registered Investment Advisory firm - SEC (1/4/2007 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(4/17/2019)
IAR
Colorado(4/17/2019)
IAR
Texas(8/28/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 5/17/1989
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GC
GILL CAPITAL PARTNERS, LLC
CONCOURSE CAPITAL CORPORATION | MORRIS,MCCASLAND INVESTMENTS,INC. | GILL CAPITAL PARTNERS, LLC | GILL CAPITAL PARTNERS | GILL AND ASSOCIATES, INC. | GILL & ASSOCIATES, INC.
CRD#: 14559 / SEC#: 801-67301, 8-30563
RIA
Registered Investment Advisory firm - SEC (12/15/2006 Approved)Colorado
Registered Investment Advisory firm - SEC (1/4/2007 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
4582 S Ulster Street Suite 1400, Denver, CO 80237
Mailing Address
4582 S Ulster Street Suite 1400, Denver, CO 80237
Phone number
(303) 296-6260
Established
Colorado since 01/01/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
18
SEC notice filing (11 States and Territories)
FINRA licenses (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,594 |
| AUM (Assets Under Management) | $ 790,007,641 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
